Mariner, LLC

Q1 2023 13F Combination Report, Stock Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Compliance Officer
Location
Overland Park
Holdings as of
31 Mar 2023
Value $
$34,418,438,000
Num holdings
2,774
Filing time
12 May 2023, 18:42:31 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, IVV, VEA, MSFT, and SPY.
Previous filing
Q4 2022 - 14 Feb 2023
Next filing
Q2 2023 - 11 Aug 2023
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q1 compared to 2022 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anne Dorian General Counsel and Chief Compliance Officer Overland Park, Kansas 12 May 2023

List of Other Managers Reporting for Mariner, LLC:

Name Holdings Value Location File Number
MARINER INDEPENDENT ADVISOR NETWORK, LLC Overland Park, KS 028-16275
Mariner Platform Solutions, LLC Overland Park, KS 028-21357

Other Included Managers (2):

Num Name Location File Number
2 Mariner Platform Solutions, LLC Overland Park, KS 028-21357
3 MARINER INDEPENDENT ADVISOR NETWORK, LLC Overland Park, KS 028-16275