Mariner, LLC

Q3 2023 13F Holdings Report, Stock Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Compliance Officer
Location
Overland Park
Holdings as of
September 30, 2023
Value $
$37.3B
Num holdings
3,068
Date filed
11/13/2023, 04:28 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, IVV, MSFT, VEA, and TSLA.
Previous filing
Q2 2023 - Aug 11, 2023
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anne Dorian General Counsel and Chief Compliance Officer Overland Park, Kansas 11/10/2023

Other Included Managers (2):

Num Name Location File Number
2 Mariner Platform Solutions, LLC Overland Park, KS 028-21357
3 Mariner Independent Advisor Network, Llc Overland Park, KS 028-16275