Swan Global Investments, LLC

Q1 2017 13F Holdings Report, Stock Holdings

Signature - Title
Brad Ackerman - Director, Compliance
Location
Durango
Holdings as of
March 31, 2017
Value $
$3.62B
Num holdings
21
Date filed
5/12/2017, 12:59 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, XLK, XLV, XLU, and XLY.
Previous filing
Q4 2016 - Feb 2, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q1 compared to 2016 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brad Ackerman Director, Compliance Tampa, Florida 5/12/2017

Other Included Managers (1):

Num Name Location File Number
1 Swan Capital Management, LLC Durango, CO 028-16131