Penserra Capital Management LLC

Q3 2019 13F Combination Report, Stock Holdings

Signature - Title
Matthew Tobin - Compliance Officer
Location
Orinda
Holdings as of
September 30, 2019
Value $
$1.14B
Num holdings
834
Date filed
11/15/2019, 11:24 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included BABA, PDD, MELI, CPRT, and PAGS.
Previous filing
Q2 2019 - Aug 13, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew Tobin Compliance Officer Chicago, Illinois 11/15/2019

List of Other Managers Reporting for Penserra Capital Management LLC:

Name Holdings Value Location File Number
Sl Advisors, Llc $50.8M Westfield, NJ 028-17480

Other Included Managers (10):

Num Name Location File Number
1 Exchange Traded Concepts, Llc Oklahoma City, OK
2 Innovator Management LLC Philadelphia, PA
3 Amplify ETF Trust
4 Salt Financial, LLC
5 Defiance ETFs, LLC
6 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT Dallas, TX
7 Procure ETF Trust II
8 Hoya Capital Real Estate, LLC Rowayton, CT
9 TriLine Index Solutions LLC
10 Beyond Advisors IC