Tortoise Investment Management, LLC

Q4 2013 13F Holdings Report, New Holdings, Options Holdings

Signature - Title
Mike Mattern - CCO
Location
White Plains
Options holdings as of
December 31, 2013
Date filed
2/28/2014, 09:37 AM
Previous filing
Q3 2013 - Mar 10, 2014
Next filing
Q1 2014 - May 2, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Randal Goldstein Principal White Plains, New York 2/28/2014