Novem Group

Q2 2025 13F Combination Report, Stock Holdings

Signature - Title
Timothy Gerlach - Portfolio Manager
Location
Rochester, NY
Holdings as of
June 30, 2025
Value $
$788M
Num holdings
389
Date filed
7/16/2025, 12:39 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SCHG, VIG, SPLG, FFLC, and BOND.
Previous filing
Q1 2025 - Apr 28, 2025
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2025 Q2 compared to 2025 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Timothy Gerlach Portfolio Manager Washington, District Of Columbia 7/16/2025

List of Other Managers Reporting for Novem Group:

Name Holdings Value Location File Number
Assetmark, Inc $42.4B Concord, CA 028-11546
Hilton Capital Management, LLC $1.25B Garden City, NY 028-14787
Morningstar Investment Management LLC $1.14B Chicago, IL 028-17446

Other Included Managers (6):

Num Name Location File Number
1 SmartX Technology Solutions Inc.
2 MPI Wealth Management
3 Morningstar Investment Management LLC Chicago, IL 028-17446
4 Hilton Capital Management, LLC Garden City, NY 028-14787
5 Assetmark, Inc Concord, CA 028-11546
6 Ladenburg Thalmann Asset Management New York, NY 028-13809