CVI Holdings, LLC

Q4 2018 13F Holdings Report, Stock Holdings

Signature - Title
Brian Sopinsky - Assistant Secretary
Location
Wilmington
Holdings as of
December 31, 2018
Value $
$44.8M
Num holdings
34
Date filed
2/14/2019, 09:50 AM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included MNKD, ESGCXXXX, HTBXXXXX, RNN, and VBLT.
Previous filing
Q3 2018 - Nov 14, 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brian Sopinsky Assistant Secretary Bala Cynwyd, Pennsylvania 2/14/2019

Other Included Managers (2):

Num Name Location File Number
8 Heights Capital Management, Inc San Francisco, CA 028-13218
12 CVI Investments, Inc. Grand Cayman, Cayman Islands 028-17822