CVI Holdings, LLC

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Brian Sopinsky - Assistant Secretary
Location
Wilmington
Holdings as of
31 Dec 2019
Value $
$68.7M
Num holdings
32
Filing time
14 Feb 2020, 08:30:34
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included ABEO, AMRSQ, REPL, MNKD, and HEXOXXXX.
Previous filing
Q3 2019 - 14 Nov 2019
Next filing
Q1 2020 - 15 May 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brian Sopinsky Assistant Secretary Bala Cynwyd, Pennsylvania 14 Feb 2020

Other Included Managers (2):

Num Name Location File Number
8 Heights Capital Management, Inc San Francisco, CA 028-13218
12 CVI Investments, Inc. Grand Cayman, Cayman Islands 028-17822