FNY Investment Advisers, LLC

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Shawn Fischman - General Counsel & CCO
Location
New York
Holdings as of
31 Dec 2019
Value $
$321M
Num holdings
760
Filing time
10 Jan 2020, 10:41:40
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included BABA, BOLD, AGN, ZAYO, and WMGI.
Previous filing
Q3 2019 - 25 Oct 2019
Next filing
Q1 2020 - 09 Apr 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Shawn Fischman General Counsel & CCO New York, New York 10 Jan 2020

Other Included Managers (1):

Num Name Location File Number
1 Quad Capital Management Advisors LLC New York, NY