Sargent Investment Group, LLC

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Terry Schafer - Chief Compliance Officer
Location
Bethesda
Holdings as of
31 Dec 2019
Value $
$273M
Num holdings
154
Filing time
30 Jan 2020, 15:52:57 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included ATRS, OLED, CGXXXX, AAPL, and BX. Confidential Treatment Requested (one or more holding(s) omitted).
Previous filing
Q3 2019 - 29 Oct 2019
Next filing
Q1 2020 - 12 May 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Terry Schafer Chief Compliance Officer Bethesda, Maryland 30 Jan 2020