MOSAIC FINANCIAL GROUP, LLC

Q1 2024 13F Combination Report, Stock Holdings

Signature - Title
Joseph G Hetland - Compliance Manager
Location
Chicago
Holdings as of
March 31, 2024
Value $
$125M
Num holdings
129
Date filed
5/15/2024, 01:50 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q2 2024 - Aug 15, 2024
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joseph G Hetland Compliance Manager Chicago, United States 5/15/2024

List of Other Managers Reporting for MOSAIC FINANCIAL GROUP, LLC:

Name Holdings Value Location File Number
CHARLES SCHWAB INVESTMENT MANAGEMENT INC $542B San Francisco, CA 028-03128
Nuveen Asset Management, LLC $354B Chicago, IL 028-14498
Cullen Capital Management, LLC $8.58B New York, NY 028-11905
CIBC Private Wealth Advisors, Inc. Atlanta, GA 028-06467

Other Included Managers (5):

Num Name Location File Number
1 CIBC Private Wealth Advisors, Inc
2 Gabellli Asset Management
3 Nuveen Asset Management, LLC
4 Cullen Capital Management, LLC
5 Charles Schwab Investment Management, Inc.