Forrest Eugene Norrod - 29 Jul 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role
SVP & GM DESG
Signature
/s/ Linda Lam by Power of Attorney for Forrest Eugene Norrod
Issuer symbol
AMD
Transactions as of
29 Jul 2021
Net transactions value
-$2,727,913
Form type
4
Filing time
02 Aug 2021, 16:09:22 UTC
Previous filing
04 Jun 2021
Next filing
11 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $87,250 +12,500 +4.4% $6.98* 297,141 29 Jul 2021 Direct F1
transaction AMD Common Stock Sale $533,264 -5,497 -1.8% $97.01 291,644 29 Jul 2021 Direct F2, F3
transaction AMD Common Stock Sale $402,691 -4,107 -1.4% $98.05 287,537 29 Jul 2021 Direct F2, F4
transaction AMD Common Stock Sale $1,879,207 -18,896 -6.6% $99.45 268,641 29 Jul 2021 Direct F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -12,500 -36% $0.000000 22,620 29 Jul 2021 Common Stock 12,500 $6.98 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F3 Transaction executed in multiple trades at prices ranging from $96.66 to $97.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $97.69 to $98.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $98.73 to $99.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 The options vested 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.