Forrest Eugene Norrod - 23 Aug 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role
SVP & GM DESG
Signature
/s/Forrest Eugene Norrod
Issuer symbol
AMD
Transactions as of
23 Aug 2021
Net transactions value
-$3,814,251
Form type
4
Filing time
25 Aug 2021, 16:08:29 UTC
Previous filing
18 Aug 2021
Next filing
01 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $87,250 +12,500 +3.8% $6.98* 337,725 23 Aug 2021 Direct F1
transaction AMD Common Stock Options Exercise $138,093 +7,230 +2.1% $19.10* 344,955 23 Aug 2021 Direct F1
transaction AMD Common Stock Options Exercise $107,528 +3,145 +0.91% $34.19 348,100 23 Aug 2021 Direct F1
transaction AMD Common Stock Sale $722,601 -6,861 -2% $105.32 341,239 23 Aug 2021 Direct F2, F3
transaction AMD Common Stock Sale $2,254,858 -21,105 -6.2% $106.84 320,134 23 Aug 2021 Direct F2, F4
transaction AMD Common Stock Sale $1,169,663 -10,909 -3.4% $107.22 309,225 23 Aug 2021 Direct F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -12,500 -55% $0.000000 10,120 23 Aug 2021 Common Stock 12,500 $6.98 Direct F6
transaction AMD Stock Option Grant Options Exercise $0 -7,230 -15% $0.000000 40,540 23 Aug 2021 Common Stock 7,230 $19.10 Direct F7
transaction AMD Stock Option Grant Options Exercise $0 -3,145 -8.3% $0.000000 34,936 23 Aug 2021 Common Stock 3,145 $34.19 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F3 Transaction executed in multiple trades at prices ranging from $104.95 to $105.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $106.05 to $107.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $107.05 to $107.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters.
F7 The options vest 1/3 on each of August 9, 2020, 2021 and 2022.