Richard P. McKenney - Mar 1, 2022 Form 4 Insider Report for Unum Group (UNM)

Role: President and CEO, Director
Signature: /s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol: UNM
Transactions as of: Mar 1, 2022
Transactions value $: -$1,665,108
Form type: 4
Date filed: 3/3/2022, 06:20 PM
Previous filing: Feb 23, 2022
Next filing: Apr 25, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UNM	Common Stock	Tax liability	-$339K	-12.6K	-1.39%	$26.88	896K	Mar 1, 2022	Direct	F1, F2
transaction	UNM	Common Stock	Tax liability	-$238K	-8.87K	-0.99%	$26.88	887K	Mar 1, 2022	Direct	F3, F4
transaction	UNM	Common Stock	Tax liability	-$481K	-17.9K	-2.02%	$26.88	869K	Mar 1, 2022	Direct	F5, F6
transaction	UNM	Common Stock	Options Exercise	$0	+22.5K	+2.59%	$0.00	892K	Mar 1, 2022	Direct	F7
transaction	UNM	Common Stock	Disposed to Issuer	-$606K	-22.5K	-2.53%	$26.88	869K	Mar 1, 2022	Direct	F6
transaction	UNM	Common Stock	Award	$0	+156K	+17.97%	$0.00	1.03M	Mar 1, 2022	Direct	F8, F9

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UNM	Restricted Stock Units	Options Exercise	$0	-22.5K	-49.25%	$0.00	23.2K	Mar 1, 2022	Common Stock	22.5K		Direct	F10, F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,084.003 stock-settled RSUs (as defined in footnote (2) below).
F2	Includes 183,642 restricted stock units, 124,867 stock success units ("SSUs"), and 587,654 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3	Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,545.000 stock-settled RSUs.
F4	Includes 161,097 stock-settled RSUs, 124,867 SSUs, and 601,327 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5	Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496.000 stock-settled RSUs.
F6	Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7	Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 651,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F8	All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.
F9	Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F10	The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
F11	The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.