Adam C. Peakes - 18 May 2021 Form 4 Insider Report for TRECORA RESOURCES (TREC)

Role
Director
Signature
/s/ Christopher Groves as attorney in fact for Adam C. Peakes
Issuer symbol
TREC
Transactions as of
18 May 2021
Transactions value $
$74,301
Form type
4
Filing time
20 May 2021, 16:12:08 UTC
Previous filing
14 May 2021
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TREC Common stock Options Exercise $106,140 +13,251 +149% $8.01 22,121 18 May 2021 Direct
transaction TREC Common stock Tax liability -$31,839 -3,975 -18% $8.01 18,146 18 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TREC Restricted Stock Units Options Exercise -13,251 -56% 10,533 18 May 2021 Common stock 13,251 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withheld for tax liability.
F2 Granted as director compensation. Converts into common stock on a one-for-one basis. Vests one year from grant date.