Nicholas Carter - 31 Dec 2021 Form 5 Insider Report for TRECORA RESOURCES (TREC)

Role: Director
Signature: /s/ Christopher Groves as attorney in fact for Nicholas Carter
Issuer symbol: TREC
Transactions as of: 31 Dec 2021
Transactions value $: $0
Form type: 5
Filing time: 29 Apr 2022, 17:00:09 UTC
Previous filing: 20 May 2021
Next filing: 14 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TREC	Common stock	Options Exercise		+11,567	+2.7%		438,408	09 Feb 2019	Direct	F1
transaction	TREC	Common stock	Gift	$0	-39,000	-8.9%	$0	400,811	03 Dec 2019	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TREC	Restricted Stock Units	Options Exercise	$0	-11,567	-52%	$0	10,533	09 Feb 2019	Common stock	11,567		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Granted as officer compensation. Converts into common stock on a one-for-one basis.
F2	Note that the number of shares sold on December 10, 2018 by the reporting person and reported on the Form 4 filed on December 12, 2018 was inadvertently overstated by 1,403 shares. The total number of shares beneficially owned has been adjusted to reflect this overstatement.
F3	The recipient received a grant of 46,265 Restricted Stock Units on February 9, 2015, which vested in four equal installments beginning on the first anniversary of the grant date.