| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | B | Common Stock | Options Exercise | $245,663 | +7,364 | +24% | $33.36 | 38,519 | 17 Dec 2024 | Direct | F1, F2 |
| transaction | B | Common Stock | Tax liability | $285,709 | -6,057 | -16% | $47.17 | 32,462 | 17 Dec 2024 | Direct | F2, F3 |
| transaction | B | Common Stock | Options Exercise | $359,520 | +8,000 | +25% | $44.94 | 40,462 | 17 Dec 2024 | Direct | F1, F2 |
| transaction | B | Common Stock | Tax liability | $366,558 | -7,771 | -19% | $47.17 | 32,691 | 17 Dec 2024 | Direct | F2, F3 |
| transaction | B | Common Stock | Options Exercise | $391,771 | +11,300 | +35% | $34.67 | 43,991 | 17 Dec 2024 | Direct | F1, F2 |
| transaction | B | Common Stock | Tax liability | $447,360 | -9,484 | -22% | $47.17 | 34,507 | 17 Dec 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | B | Employee Stock Option-Right to Buy | Options Exercise | $0 | -7,364 | -100% | $0.000000 | 0 | 17 Dec 2024 | Common Stock | 7,364 | $33.36 | Direct | F4 |
| transaction | B | Employee Stock Option-Right to Buy | Options Exercise | $0 | -8,000 | -100% | $0.000000 | 0 | 17 Dec 2024 | Common Stock | 8,000 | $44.94 | Direct | F4 |
| transaction | B | Employee Stock Option-Right to Buy | Options Exercise | $0 | -11,300 | -100% | $0.000000 | 0 | 17 Dec 2024 | Common Stock | 11,300 | $34.67 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Reflects the exercise of stock options granted on 5/2/2022, 2/9/2023 and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement. |
| F2 | Includes balances of 1,208 Restricted Stock Units ("RSUs") granted 5/2/2022, 2,799 RSUs granted 2/9/2023, and 6,200 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. |
| F3 | Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above. |
| F4 | The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 5/2/2022, 2/9/2023, and 2/8/2024 grant date, respectively. |