Matthew E. Hamel - 30 Jul 2021 Form 4 Insider Report for BROWN FORMAN CORP (BFA)

Role
EVP, Gen Counsel and Secretary
Signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
Issuer symbol
BFA
Transactions as of
30 Jul 2021
Transactions value $
-$318,560
Form type
4
Filing time
03 Aug 2021, 09:23:29 UTC
Previous filing
26 Jul 2021
Next filing
13 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFA Class B Common Options Exercise $326K +14.1K +83.37% $23.05 31.1K 30 Jul 2021 Direct
transaction BFA Class B Common Tax liability -$644K -9.02K -29% $71.46 22.1K 30 Jul 2021 Direct F1
holding BFA Class B Common 46.4K 30 Jul 2021 GRAT
holding BFA Class B Common 69.9K 30 Jul 2021 Spouse Trust
holding BFA Class B Common 18.3K 30 Jul 2021 By 401k F2
holding BFA Class B Common 3.67K 30 Jul 2021 ESPP F3
holding BFA Class B Common 8.08 30 Jul 2021 DRIP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Options Exercise $0 -14.1K -25% $0.00 42.4K 30 Jul 2021 Class B Common 14.1K $23.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The closing price of BF-B on July 29, 2021 was used to calculate the withholding obligation.
F2 Number of shares acquired through the issuer's 401(k) plan as of July 30, 2021.
F3 Number of shares acquired through the issuer's employee stock purchase program as of July 30, 2021.
F4 Number of shares acquired through the issuer's dividend reinvestment plan as of July 30, 2021.