Matthew E. Hamel - 28 Jul 2022 Form 4 Insider Report for BROWN FORMAN CORP (BFA)

Role
EVP and General Counsel
Signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
Issuer symbol
BFA
Transactions as of
28 Jul 2022
Transactions value $
-$230,871
Form type
4
Filing time
01 Aug 2022, 18:04:08 UTC
Previous filing
03 Jun 2022
Next filing
02 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFA Class B Common Options Exercise $305K +10.9K +61.07% $28.03 28.7K 29 Jul 2022 Direct
transaction BFA Class B Common Tax liability -$536K -7.28K -25.37% $73.61 21.4K 29 Jul 2022 Direct
holding BFA Class B Common 25.8K 28 Jul 2022 2021 GRAT
holding BFA Class B Common 19.4K 28 Jul 2022 By 401k F1
holding BFA Class B Common 14.2 28 Jul 2022 DRIP F2
holding BFA Class B Common 4.28K 28 Jul 2022 ESPP F3
holding BFA Class B Common 41.6K 28 Jul 2022 GRAT
holding BFA Class B Common 70.3K 28 Jul 2022 Spouse Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Award $0 +11.4K $0.00 11.4K 28 Jul 2022 Class B Common 11.4K $73.61 Direct
transaction BFA Stock Appreciation Right Options Exercise $0 -10.9K -25% $0.00 32.6K 29 Jul 2022 Class B Common 10.9K $28.03 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Number of shares acquired through the issuer's 401(k) plan as of August 1, 2022.
F2 Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2022.
F3 Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2022.