Matthew E. Hamel - Jul 27, 2023 Form 4 Insider Report for BROWN FORMAN CORP (BFA)

Role
EVP and General Counsel
Signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
Stock symbol
BFA
Transactions as of
Jul 27, 2023
Transactions value $
-$138,531
Form type
4
Date filed
7/31/2023, 05:03 PM
Previous filing
Jun 26, 2023
Next filing
Nov 2, 2023
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Award $0 +11.2K $0.00 11.2K Jul 27, 2023 Class B Common 11.2K $69.87 Direct
transaction BFA Stock Appreciation Right Options Exercise $0 -8.54K -25% $0.00 25.6K Jul 31, 2023 Class B Common 8.54K $35.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The closing price of BF-B on July 28, 2023, was used to calculate the withholding obligation.
F2 Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2023.
F3 Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2023.
F4 Number of shares acquired through the issuer's 401(k) plan as of July 28, 2023.