William R. Thomas - 10 Aug 2023 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
Director
Signature
/s/ William R. Thomas
Issuer symbol
CSWC
Transactions as of
10 Aug 2023
Transactions value $
$0
Form type
4
Filing time
11 Aug 2023, 16:58:53 UTC
Previous filing
04 May 2023
Next filing
08 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Award $0 +2.24K +21.06% $0.00 12.9K 10 Aug 2023 Direct F1
holding CSWC Common Stock 6K 10 Aug 2023 Held by the reporting person's son
holding CSWC Common Stock 6K 10 Aug 2023 Held by reporting person's son
holding CSWC Common Stock 572K 10 Aug 2023 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
F2 Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.