Michael Scott Sarner - Jun 9, 2025 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
President and CEO, Director
Signature
/s/ Michael Scott Sarner
Stock symbol
CSWC
Transactions as of
Jun 9, 2025
Transactions value $
-$403,888
Form type
4
Date filed
6/10/2025, 08:42 PM
Previous filing
Jun 11, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sarner Michael Scott President and CEO, Director C/O CAPITAL SOUTHWEST CORPORATION, 8333 DOUGLAS AVE, SUITE 1100, DALLAS /s/ Michael Scott Sarner 2025-06-10 0001648742

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Tax liability -$76.8K -3.65K -0.89% $21.06 406K Jun 9, 2025 Direct F1
transaction CSWC Common Stock Award $0 +80K +19.72% $0.00 486K Jun 9, 2025 Direct F2
transaction CSWC Common Stock Tax liability -$327K -15.3K -3.15% $21.35 470K Jun 10, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
F2 Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.