William R. Thomas - 12 Aug 2025 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)

Role
Director
Signature
/s/ William R. Thomas
Issuer symbol
CSWC
Transactions as of
12 Aug 2025
Transactions value $
$0
Form type
4
Filing time
13 Aug 2025, 16:09:02 UTC
Previous filing
13 Aug 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Thomas William R III Director C/O CAPITAL SOUTHWEST CORPORATION, 8333 DOUGLAS AVE, SUITE 1100, DALLAS /s/ William R. Thomas 13 Aug 2025 0001369011

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSWC Common Stock Award $0 +2.19K +13.58% $0.00 18.3K 12 Aug 2025 Direct F1
holding CSWC Common Stock 6K 12 Aug 2025 Held by reporting person's son
holding CSWC Common Stock 6K 12 Aug 2025 Held by the reporting person's son
holding CSWC Common Stock 572K 12 Aug 2025 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
F2 Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.