Anthony D. Fassino - 07 Mar 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
By: /s/Barbara Thomas, POA for Anthony D. Fassino
Issuer symbol
CAT
Transactions as of
07 Mar 2022
Transactions value $
$0
Form type
4
Filing time
08 Mar 2022, 17:22:10 UTC
Previous filing
10 Feb 2022
Next filing
08 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CAT Employee Stock Options Award $0 +35.8K $0.00 35.8K 07 Mar 2022 Common Stock 35.8K $196.70 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.