William Schaupp - Apr 1, 2022 Form 3 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Accounting Officer
Signature
/s/ Barbara Thomas, POA for William E. Schaupp
Stock symbol
CAT
Transactions as of
Apr 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/8/2022, 12:08 PM
Next filing
Sep 2, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CAT Common Stock 1.95K Apr 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CAT Employee Stock Options Apr 1, 2022 Common Stock 3.1K $196.70 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.