ALEX DILLARD - 24 May 2021 Form 4 Insider Report for DILLARD'S, INC. (DDS)

Role
President, Director
Signature
/s/ Alex Dillard
Issuer symbol
DDS
Transactions as of
24 May 2021
Net transactions value
+$13,028
Form type
4
Filing time
26 May 2021, 17:49:29 UTC
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DDS Common Class A Award $13,028 +100 +0.01% $130.28 1,009,522 24 May 2021 Direct F5
holding DDS Common Class A - Retirement Plan 0 24 May 2021 Direct F4
holding DDS Common Class A 41,496 24 May 2021 See Footnote F1
holding DDS Common Class A 7,300 24 May 2021 See Footnote F2
holding DDS Common Class A 36,500 24 May 2021 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by W.D. Company, Inc. The reporting person owns 27.9% of W.D. Company, Inc. and is one of its directors and officers. W. D. Company, Inc. also holds 3,985,776 shares of Class B Common Stock, which are convertible into shares of Class A Common Stock on a one-for-one basis.
F2 Trustee of GST Trust
F3 Owned by Spouse.
F4 Between January 3, 2016 and May 20, 2021, the reporting person acquired 3,238 shares of Class A Common Stock under the 401k Plan. This acquisition is exempt under Rule 16(b)-3(c). These shares were distributed from the Plan on May 20, 2021.
F5 The total amount of securities includes the distributed shares discussed in Footnote 4.

Remarks:

Remarks: The reporting person disclaims beneficial ownership of the shares reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.