| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| JOHNSON JENNIFER M | Chief Executive Officer, Director | C/O FRANKLIN RESOURCES, INC., ONE FRANKLIN PARKWAY, SAN MATEO | /s/ Virginia Rosas, Attorney-in-Fact | 05 Nov 2025 | 0001010270 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BEN | Common Stock, par value $.10 | Award | $6.93M | +307K | +10.37% | $22.59 | 3.26M | 04 Nov 2025 | Direct | |
| transaction | BEN | Common Stock, par value $.10 | Award | +108K | +3.32% | 3.37M | 04 Nov 2025 | Direct | F1, F2, F3 | ||
| holding | BEN | Common Stock, par value $.10 | 2.64K | 04 Nov 2025 | By 401(k) | F4 | |||||
| holding | BEN | Common Stock, par value $.10 | 2.64M | 04 Nov 2025 | By Business Limited Partnership | F5 | |||||
| holding | BEN | Common Stock, par value $.10 | 596K | 04 Nov 2025 | By Children or As Trustee For Children | F6 | |||||
| holding | BEN | Common Stock, par value $.10 | 217K | 04 Nov 2025 | By Venture Limited Partnership | F7 |
| Id | Content |
|---|---|
| F1 | During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2025, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2025 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2025. |
| F2 | Not applicable. |
| F3 | Of the amount of securities beneficially owned, 587,199 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2025 as reported in Footnote 1). |
| F4 | Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 10, 2025. |
| F5 | Business limited partnership under control of Reporting Person. |
| F6 | Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. |
| F7 | Limited partnership for the benefit of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts. |