| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GAM | Common Stock | Other | $1,706 | +44 | +0.64% | $38.79 | 6,944 | 19 Feb 2021 | Direct | F1, F2 |
| transaction | GAM | Common Stock | Other | $21,179 | +496 | +7.1% | $42.7 | 7,440 | 30 Dec 2021 | Direct | F1, F2 |
| transaction | GAM | Common Stock | Other | +6,510 | +10% | 69,753 | 31 Dec 2021 | By Thrift Plan Trust | F3, F4 | ||
| holding | GAM | 5.95% Preferred Stock | 5,000 | 31 Dec 2021 | Direct | F2 | |||||
| holding | GAM | 5.95% Preferred Stock | 11,250 | 31 Dec 2021 | Direct | F5 | |||||
| holding | GAM | 5.95% Preferred Stock | 3,750 | 31 Dec 2021 | By Spouse | F6 |
| Id | Content |
|---|---|
| F1 | Shares received in payment of dividends. |
| F2 | Shares held in joint tenancy with spouse. |
| F3 | The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator. |
| F4 | By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. |
| F5 | Shares held by the undersigned in an IRA account. |
| F6 | Shares held by the undersigned's spouse in an IRA account. |