| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | GAM | Common Stock | 1,422,966 | 31 Dec 2021 | Direct | F1 | |||||
| holding | GAM | Common Stock | 3,890 | 31 Dec 2021 | Direct | F2 | |||||
| holding | GAM | Common Stock | 70,101 | 31 Dec 2021 | By Trusts | F3 | |||||
| holding | GAM | 5.95% Preferred Stock | 93,645 | 31 Dec 2021 | Direct | F1 | |||||
| holding | GAM | 5.95% Preferred Stock | 1,000 | 31 Dec 2021 | Direct | F2 | |||||
| holding | GAM | 5.95% Preferred Stock | 74,460 | 31 Dec 2021 | By Trusts | F3 |
| Id | Content |
|---|---|
| F1 | Shares held by Hudson Partnership of which Spencer Davidson is the General Partner. |
| F2 | Shares held in an IRA account. |
| F3 | By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares. |