| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GAM | Common Stock | Other | $3,712 | +91 | +1.22% | $40.79 | 7,531 | 18 Feb 2022 | Direct | F1, F2 |
| transaction | GAM | Common Stock | Other | $7,516 | +208 | +2.76% | $36.14 | 7,738 | 29 Dec 2022 | Direct | F1, F2 |
| transaction | GAM | Common Stock | Other | +4,688 | +6.72% | 74,441 | 31 Dec 2022 | By Thrift Plan Trust | F3, F4 | ||
| holding | GAM | 5.95% Preferred Stock | 5,000 | 31 Dec 2022 | Direct | F2 | |||||
| holding | GAM | 5.95% Preferred Stock | 11,250 | 31 Dec 2022 | Direct | F5 | |||||
| holding | GAM | 5.95% Preferred Stock | 3,750 | 31 Dec 2022 | By Spouse | F6 |
| Id | Content |
|---|---|
| F1 | Shares received in payment of dividends. |
| F2 | Shares held in joint tenancy with spouse. |
| F3 | The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2022 issued by the Plan Administrator. |
| F4 | By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. |
| F5 | Shares held by the undersigned in an IRA account. |
| F6 | Shares held by the undersigned's spouse in an IRA account. |