Scott Strazik - 10 May 2023 Form 4 Insider Report for GENERAL ELECTRIC CO (GE)

Role
Senior Vice President
Signature
/s/ Brandon Smith, attorney in fact for Scott Strazik
Issuer symbol
GE
Transactions as of
10 May 2023
Transactions value $
$-17,310,796
Form type
4
Filing time
12 May 2023, 08:59:32 UTC
Previous filing
06 Mar 2023
Next filing
06 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GE Common Stock Options Exercise $0 +31,848 +156% $0.000000 52,301 10 May 2023 Direct
transaction GE Common Stock Options Exercise $0 +19,902 +38.1% $0.000000 72,203 10 May 2023 Direct
transaction GE Common Stock Options Exercise $0 +76,731 +106% $0.000000 148,934 10 May 2023 Direct
transaction GE Common Stock Options Exercise $0 +29,746 +20% $0.000000 178,680 10 May 2023 Direct
transaction GE Common Stock Options Exercise $0 +9,334 +5.22% $0.000000 188,014 10 May 2023 Direct
transaction GE Common Stock Options Exercise $0 +41,908 +22.3% $0.000000 229,922 10 May 2023 Direct
transaction GE Common Stock Sale $-17,310,796 -173,873 -75.6% $99.56 56,049 10 May 2023 Direct F1
holding GE Common Stock 9,580 10 May 2023 401(k)
holding GE Common Stock 5,239 10 May 2023 Spouse's 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -31,848 -100% $0.000000* 0 10 May 2023 Common Stock 31,848 $88.41 Direct F2
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -19,902 -100% $0.000000* 0 10 May 2023 Common Stock 19,902 $88.41 Direct F2
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -76,731 -100% $0.000000* 0 10 May 2023 Common Stock 76,731 $46.59 Direct F3
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -29,746 -100% $0.000000* 0 10 May 2023 Common Stock 29,746 $66.59 Direct F3
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -9,334 -100% $0.000000* 0 10 May 2023 Common Stock 9,334 $59.60 Direct F3
transaction GE Employee Stock Option (right to buy) Options Exercise $0 -41,908 -100% $0.000000* 0 10 May 2023 Common Stock 41,908 $73.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $99.27 to $99.85, inclusive, in order to cover the option exercise price and relevant taxes . The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
F2 The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date.
F3 The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date.