Victor H. Mendelson - Sep 24, 2021 Form 4 Insider Report for HEICO CORP (HEIA)

Role
Co-President, Director
Signature
/s/ Victor H. Mendelson
Stock symbol
HEIA
Transactions as of
Sep 24, 2021
Transactions value $
$0
Form type
4
Date filed
9/27/2021, 06:36 PM
Previous filing
Sep 10, 2021
Next filing
Nov 1, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HEIA Common Stock 1.07M Sep 24, 2021 Direct
holding HEIA Class A Common Stock 174K Sep 24, 2021 Direct
holding HEIA Class A Common Stock 210K Sep 24, 2021 Owned by Corporation F1
holding HEIA Common Stock 173K Sep 24, 2021 Owned by Partnership F2
holding HEIA Common Stock 4.76K Sep 24, 2021 As custodian for children
holding HEIA Class A Common Stock 19.1K Sep 24, 2021 As custodian for children
holding HEIA Common Stock 92.5K Sep 24, 2021 By 401(k) F3
holding HEIA Class A Common Stock 87.7K Sep 24, 2021 By 401(k) F3
holding HEIA Common Stock 921 Sep 24, 2021 By Keogh Account
holding HEIA Class A Common Stock 16.1K Sep 24, 2021 By Keogh Account
holding HEIA Common Stock 566K Sep 24, 2021 By Trusts F4
holding HEIA Class A Common Stock 137K Sep 24, 2021 By Trusts F4
holding HEIA Common Stock 28.8K Sep 24, 2021 By Trusts F5
holding HEIA Class A Common Stock 8.47K Sep 24, 2021 By Trusts F5
holding HEIA Common Stock 4.07K Sep 24, 2021 By 409A Plan F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEIA Option (Right to purchase Common Stock) Award $0 +125K $0.00 125K Sep 24, 2021 Common Stock 125K $134.70 Direct F7
holding HEIA Option (Right to purchase Common Stock) 122K Sep 24, 2021 Common Stock 122K $21.41 Direct F7
holding HEIA Option (Right to purchase Common Stock) 97.7K Sep 24, 2021 Common Stock 97.7K $29.67 Direct F7
holding HEIA Option (Right to purchase Common Stock) 97.7K Sep 24, 2021 Common Stock 97.7K $24.95 Direct F7
holding HEIA Option (Right to purchase Common Stock) 195K Sep 24, 2021 Common Stock 195K $44.96 Direct F7
holding HEIA Option (Right to purchase Common Stock) 125K Sep 24, 2021 Common Stock 125K $70.66 Direct F7
holding HEIA Option (Right to purchase Class A Common Stock) 122K Sep 24, 2021 Class A Common Stock 122K $15.45 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
F2 Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated September 22, 2021.
F4 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F5 Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
F6 Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F7 These options are exercisable at 20% per year over five years from the date of grant.