LAURANS A. MENDELSON - 31 Oct 2021 Form 5 Insider Report for HEICO CORP (HEIA)

Role
COB and CEO, Director, 10%+ Owner
Signature
/s/ Laurans A. Mendelson
Issuer symbol
HEIA
Transactions as of
31 Oct 2021
Transactions value $
$0
Form type
5
Filing time
01 Nov 2021, 16:47:13 UTC
Next filing
29 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEIA Class A Common Stock Gift $0 -955 -0.45% $0.00 210K 20 Oct 2021 Owned by Corporation F3
transaction HEIA Common Stock Gift $0 -407 -0.46% $0.00 88.2K 25 Oct 2021 Owned by Charitable Foundation F5
transaction HEIA Class A Common Stock Gift $0 -308 -3.08% $0.00 9.68K 09 Jul 2021 Owned by Charitable Foundation F5
transaction HEIA Class A Common Stock Gift $0 -84 -0.87% $0.00 9.59K 23 Sep 2021 Owned by Charitable Foundation F5
holding HEIA Common Stock 928K 31 Oct 2021 Direct
holding HEIA Class A Common Stock 15.1K 31 Oct 2021 Direct
holding HEIA Common Stock 1.72M 31 Oct 2021 Owned by Partnership F1
holding HEIA Common Stock 1.31M 31 Oct 2021 Owned by Partnership F2
holding HEIA Common Stock 1.78K 31 Oct 2021 By 401(k) F4
holding HEIA Class A Common Stock 2.12K 31 Oct 2021 By 401(k) F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HEIA Option (Right to purchase Common Stock) 100K 31 Oct 2021 Common Stock 100K $91.13 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares owned by LAM Limited Partners, a partnership whose sole general partner is a corporation controlled by Arlene Mendelson, the wife of the Reporting Person.
F2 Represents shares owned by LAM Alpha Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3 Represents shares owned by Mendelson International Corporation, a corporation of which the Reporting Person is the Chairman of the Board. The Reporting Person disclaims beneficial ownership of securities held by Mendelson International Corporation.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 28, 2021.
F5 Represents shares owned by the Laurans A. and Arlene H. Mendelson Charitable Foundation, Inc., a non-profit Charitable Corporation.
F6 These options become exercisable 20% per year over five years from the date of Grant.