ERIC A. MENDELSON - 28 Dec 2021 Form 4 Insider Report for HEICO CORP (HEIA)

Role
Co-President, Director
Signature
/s/ Eric A. Mendelson
Issuer symbol
HEIA
Transactions as of
28 Dec 2021
Transactions value $
-$11,360,296
Form type
4
Filing time
29 Dec 2021, 19:19:40 UTC
Previous filing
01 Nov 2021
Next filing
28 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEIA Common Stock Options Exercise $2.61M +122K +11.52% $21.41* 1.18M 28 Dec 2021 Direct
transaction HEIA Common Stock Tax liability -$8.53M -59K -4.99% $144.52 1.12M 28 Dec 2021 Direct
transaction HEIA Class A Common Stock Options Exercise $1.89M +122K +66.44% $15.45* 306K 28 Dec 2021 Direct
transaction HEIA Class A Common Stock Tax liability -$7.33M -56.9K -18.61% $128.84 249K 28 Dec 2021 Direct
holding HEIA Common Stock 15.2K 28 Dec 2021 By Keogh Account
holding HEIA Class A Common Stock 10.1K 28 Dec 2021 By Keogh Account
holding HEIA Common Stock 425K 28 Dec 2021 By Trusts F1
holding HEIA Class A Common Stock 210K 28 Dec 2021 Owned by Corporation F2
holding HEIA Common Stock 393K 28 Dec 2021 Owned by Partnership F3
holding HEIA Common Stock 4.52K 28 Dec 2021 As custodian for minor children
holding HEIA Class A Common Stock 5.2K 28 Dec 2021 As custodian for minor children
holding HEIA Common Stock 112K 28 Dec 2021 By 401(k) F4
holding HEIA Class A Common Stock 106K 28 Dec 2021 By 401(k) F4
holding HEIA Class A Common Stock 9.37K 28 Dec 2021 By 409A Plan F5
holding HEIA Common Stock 4.07K 28 Dec 2021 By 409A Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEIA Option (Right to purchase Common Stock) Options Exercise $0 -122K -100% $0.00* 0 28 Dec 2021 Common Stock 122K $21.41 Direct F6
transaction HEIA Option (Right to purchase Class A Common Stock) Options Exercise $0 -122K -100% $0.00* 0 28 Dec 2021 Class A Common Stock 122K $15.45 Direct F6
holding HEIA Option (Right to purchase Common Stock) 97.7K 28 Dec 2021 Common Stock 97.7K $29.67 Direct F6
holding HEIA Option (Right to purchase Common Stock) 97.7K 28 Dec 2021 Common Stock 97.7K $24.95 Direct F6
holding HEIA Option (Right to purchase Common Stock) 195K 28 Dec 2021 Common Stock 195K $44.96 Direct F6
holding HEIA Option (Right to purchase Common Stock) 125K 28 Dec 2021 Common Stock 125K $70.66 Direct F6
holding HEIA Option (Right to purchase Common Stock) 125K 28 Dec 2021 Common Stock 125K $134.70 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F2 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F3 Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated December 27, 2021.
F5 Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F6 These options are exercisable at 20% per year over five years from the date of grant.