ERIC A. MENDELSON - 30 Jan 2023 Form 4 Insider Report for HEICO CORP (HEIA)

Role
Co-President, Director
Signature
/s/ Eric A. Mendelson
Issuer symbol
HEIA
Transactions as of
30 Jan 2023
Transactions value $
-$5,219,737
Form type
4
Filing time
01 Feb 2023, 15:13:47 UTC
Previous filing
11 Jan 2023
Next filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HEIA Common Stock Options Exercise $2.9M +97.7K +8.72% $29.67* 1.22M 30 Jan 2023 Direct
transaction HEIA Common Stock Tax liability -$8.12M -47.9K -3.94% $169.31 1.17M 30 Jan 2023 Direct
holding HEIA Class A Common Stock 249K 30 Jan 2023 Direct
holding HEIA Common Stock 15.2K 30 Jan 2023 By Keogh Account
holding HEIA Class A Common Stock 10.1K 30 Jan 2023 By Keogh Account
holding HEIA Common Stock 427K 30 Jan 2023 By Trusts F1
holding HEIA Class A Common Stock 196K 30 Jan 2023 Owned by Corporation F2
holding HEIA Common Stock 393K 30 Jan 2023 Owned by Partnership F3
holding HEIA Common Stock 4.52K 30 Jan 2023 As custodian for minor children
holding HEIA Class A Common Stock 5.2K 30 Jan 2023 As custodian for minor children
holding HEIA Common Stock 112K 30 Jan 2023 By 401(k) F4
holding HEIA Class A Common Stock 107K 30 Jan 2023 By 401(k) F4
holding HEIA Class A Common Stock 9.37K 30 Jan 2023 By 409A Plan F5
holding HEIA Common Stock 5.46K 30 Jan 2023 By 409A Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HEIA Option (Right to purchase Common Stock) Options Exercise $0 -97.7K -100% $0.00* 0 30 Jan 2023 Common Stock 97.7K $29.67 Direct F6
holding HEIA Option (Right to purchase Common Stock) 97.7K 30 Jan 2023 Common Stock 97.7K $24.95 Direct F6
holding HEIA Option (Right to purchase Common Stock) 195K 30 Jan 2023 Common Stock 195K $44.96 Direct F6
holding HEIA Option (Right to purchase Common Stock) 125K 30 Jan 2023 Common Stock 125K $70.66 Direct F6
holding HEIA Option (Right to purchase Common Stock) 125K 30 Jan 2023 Common Stock 125K $134.70 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F2 Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F3 Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4 Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated January 30, 2023.
F5 Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F6 These Options become exercisable 20% per year over five years from the date of Grant.