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Signature
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/s/ Steven M. Bradford, By Power or Attorney
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Issuer symbol
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HNI
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Transactions as of
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10 Nov 2023
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Net transactions value
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-$6,536
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Form type
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4
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Filing time
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14 Nov 2023, 20:17:08 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
HNI |
Common Stock |
Options Exercise |
$136,059 |
+3,912 |
+5.5% |
$34.78 |
74,786 |
10 Nov 2023 |
Direct |
|
| transaction |
HNI |
Common Stock |
Sale |
$148,578 |
-3,912 |
-5.2% |
$37.98 |
70,874 |
10 Nov 2023 |
Direct |
F1 |
| transaction |
HNI |
Common Stock |
Options Exercise |
$5,982 |
+172 |
+0.24% |
$34.78 |
71,065 |
13 Nov 2023 |
Direct |
F2, F3 |
| holding |
HNI |
Common Stock |
|
|
|
|
|
1,650 |
10 Nov 2023 |
Profit-Sharing Retirement Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
HNI |
Non-qualifying employee stock option (right to buy) |
Options Exercise |
$0 |
-3,912 |
-96% |
$0.000000 |
172 |
10 Nov 2023 |
Common Stock |
3,912 |
$34.78 |
Direct |
|
| transaction |
HNI |
Non-qualifying employee stock option (right to buy) |
Options Exercise |
$0 |
-172 |
-100% |
$0.000000* |
0 |
13 Nov 2023 |
Common Stock |
172 |
$34.78 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: