Brian G. Harris - 14 Nov 2023 Form 4/A - Amendment Insider Report for GRIFFON CORP (GFF)

Role
SVP, Chief Financial Officer
Signature
/s/ Seth L. Kaplan, pursuant to power-of-attorney
Issuer symbol
GFF
Transactions as of
14 Nov 2023
Transactions value $
$0
Form type
4/A - Amendment
Filing time
17 Nov 2023, 16:16:35 UTC
Date Of Original Report
16 Nov 2023
Previous filing
02 Dec 2022
Next filing
04 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GFF Common Stock Award $0 +19.3K +9.22% $0.00 229K 14 Nov 2023 Direct F1
holding GFF Common Stock 3.98K 14 Nov 2023 By ESOP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 14, 2023, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2025.
F2 Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.

Remarks:

On November 16, 2023, the reporting person filed a Form 4 which inadvertently listed the wrong transaction code (code "F" was used instead of code "A"), and inadvertently included incorrect footnotes. The wording in footnote (2) should have been included with footnote (1); and footnote (2) should have referred to additional ESOP allocations that have occurred since the reporting person's prior ownership report. This amendment corrects the transaction code and includes corrected footnotes.