David A. Ricks - Feb 1, 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role: President & CEO, Director
Signature: /s/ Jonathan Groff for David A. Ricks, authorization on file
Stock symbol: LLY
Transactions as of: Feb 1, 2022
Transactions value $: -$6,176,466
Form type: 4
Date filed: 2/3/2022, 03:46 PM
Previous filing: Feb 3, 2022
Next filing: Feb 11, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LLY	Common Stock	Options Exercise	$0	+56.2K	+15.24%	$0.00	425K	Feb 1, 2022	Direct
transaction	LLY	Common Stock	Tax liability	-$6.18M	-25.2K	-5.92%	$245.39	400K	Feb 1, 2022	Direct
holding	LLY	Common Stock						63.5K	Feb 1, 2022	By David A. Ricks SLAT	F1
holding	LLY	Common Stock						7.09K	Feb 1, 2022	401(k)

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LLY	Restricted Stock Unit	Options Exercise	$0	-56.2K	-100%	$0.00^*	0	Feb 1, 2022	Common Stock	56.2K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2	Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.