Johna Norton - 01 Feb 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
Senior VP, Global Quality
Signature
/s/ Jonathan Groff for Johna Norton, pursuant to attached authorization
Issuer symbol
LLY
Transactions as of
01 Feb 2022
Transactions value $
-$292,996
Form type
4
Filing time
03 Feb 2022, 15:59:50 UTC
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +2,676 +11% $0 28,140 01 Feb 2022 Direct
transaction LLY Common Stock Tax liability -$292,995 -1,194 -4.2% $245.39 26,946 01 Feb 2022 Direct
holding LLY Common Stock 128 01 Feb 2022 by partner F1
holding LLY Common Stock 2,675 01 Feb 2022 401(k) - by partner F1
holding LLY Common Stock 514 01 Feb 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -2,676 -100% $0* 0 01 Feb 2022 Common Stock 2,676 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person disclaims beneficial ownership of these shares.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.