Eric Dozier - 01 Mar 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role: EVP, HR & Diversity
Signature: /s/ Jonathan Groff for Eric Dozier, pursuant to authorization on file
Issuer symbol: LLY
Transactions as of: 01 Mar 2023
Transactions value $: -$222,211
Form type: 4
Filing time: 02 Mar 2023, 15:31:46 UTC
Previous filing: 14 Feb 2023
Next filing: 01 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LLY	Common Stock	Options Exercise	$0	+1.6K	+27.06%	$0.00	7.52K	01 Mar 2023	Direct
transaction	LLY	Common Stock	Tax liability	-$222K	-714	-9.49%	$311.22	6.81K	01 Mar 2023	Direct
holding	LLY	Common Stock						160	01 Mar 2023	401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LLY	Restricted Stock Unit	Options Exercise	$0	-1.6K	-100%	$0.00^*	0	01 Mar 2023	Common Stock	1.6K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.