Charles E. Haldeman - May 6, 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
Director
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
May 6, 2021
Transactions value $
$130,658
Form type
4
Date filed
5/10/2021, 02:59 PM
Next filing
May 3, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SPGI Common Stock 3K May 6, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Phantom Stock Units Award $131K +335 +1.51% $389.57 22.5K May 6, 2021 Common Stock 335 $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Charles E. Haldeman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 05/06/2021, the first business day following the day Mr. Haldeman ceased to be a director of the S&P Global board.
F2 The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Mr. Haldeman's service as a director of the S&P Global board ceased on 05/05/2021.