Daniel E. Draper - 01 Jul 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO, S&P Dow Jones Indices
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
01 Jul 2021
Net transactions value
+$264,220
Form type
4
Filing time
06 Jul 2021, 11:44:36 UTC
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $518,135 +1,257 +1006% $412.20 1,382 01 Jul 2021 Direct
transaction SPGI Common Stock Tax liability $253,915 -616 -45% $412.20 766 01 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -1,257 -33% $0.000000 2,554 01 Jul 2021 Common Stock 1,257 $0.000000 Direct F1, F2
holding SPGI Restricted Stock Units 421 01 Jul 2021 Common Stock 421 $0.000000 Direct F1, F3
holding SPGI Restricted Stock Units 579 01 Jul 2021 Common Stock 579 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and will vest 33% on 07/01/2022 and 34% on 07/01/2023.
F3 As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.