Saugata Saha - 01 Feb 0024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
President, Commodity Insights
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
01 Feb 0024
Transactions value $
$1,095,499
Form type
4
Filing time
05 Feb 2024, 20:04:24 UTC
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $2,131,102 +4,661 +267% $457.22 6,407 01 Feb 2024 Direct
transaction SPGI Common Stock Tax liability -$1,035,603 -2,265 -35.4% $457.22* 4,142 01 Feb 0024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -4,661 -100% $0.000000* 0 01 Feb 0024 Common Stock 4,661 $0.000000 Direct F1, F2
holding SPGI Restricted Stock Units 524 01 Feb 0024 Common Stock 524 $0.000000 Direct F1, F3
holding SPGI Restricted Stock Units 1,190 01 Feb 0024 Common Stock 1,190 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units vested 100% on 02/01/2024.
F3 As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.