BRIAN J. LIPKE - 08 Nov 2021 Form 4 Insider Report for MOOG INC. (MOGA)

Role
Director
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Brian J. Lipke
Issuer symbol
MOGA
Transactions as of
08 Nov 2021
Net transactions value
$0
Form type
4
Filing time
09 Nov 2021, 15:19:15 UTC
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $62,730 +1,500 +18% $41.82 9,927 08 Nov 2021 Direct
transaction MOGA Class A Common Tax liability $62,730 -750 -7.6% $83.64 9,177 08 Nov 2021 Direct F1
holding MOGA Class B Common 5,234 08 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -1,500 -100% $0.000000* 0 08 Nov 2021 Class A Common 1,500 $41.82 Direct F2
holding MOGA SAR 1,500 08 Nov 2021 Class A Common 1,500 $36.41 Direct F2
holding MOGA SAR 2,000 08 Nov 2021 Class A Common 2,000 $61.69 Direct F2
holding MOGA SAR 2,000 08 Nov 2021 Class A Common 2,000 $74.38 Direct F2
holding MOGA SAR 2,500 08 Nov 2021 Class B Common 2,500 $65.90 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. This represents the difference between the number of SARs exercised (1,500) and the number of shares issued as a result of the exercise (750). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($83.64) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F3 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.