MARK JOSEPH TRABERT - 16 Nov 2021 Form 4 Insider Report for MOOG INC. (MOGA)

Role
Vice President
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Mark Joseph Trabert
Issuer symbol
MOGA
Transactions as of
16 Nov 2021
Transactions value $
-$35,607
Form type
4
Filing time
18 Nov 2021, 17:25:57 UTC
Next filing
10 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class B Common Award $0 +706 +9.83% $0.00 7.89K 16 Nov 2021 Direct F1, F2, F3
transaction MOGA Class B Common Tax liability -$22.4K -270 -3.42% $83.00 7.62K 16 Nov 2021 Direct F4
transaction MOGA Class B Common Award $0 +415 +5.45% $0.00 8.03K 17 Nov 2021 Direct F5
transaction MOGA Class B Common Tax liability -$13.2K -159 -1.98% $83.00 7.87K 17 Nov 2021 Direct F6
holding MOGA Class B Common 634 16 Nov 2021 401 (k) F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Award $0 +3.74K $0.00 3.74K 16 Nov 2021 Class B Common 3.74K $83.00 Direct F8, F9
holding MOGA SAR 10K 16 Nov 2021 Class B Common 10K $71.65 Direct F8, F9
holding MOGA SAR 6.18K 16 Nov 2021 Class B Common 6.18K $82.31 Direct F8, F9
holding MOGA SAR 6.99K 16 Nov 2021 Class B Common 6.99K $80.19 Direct F8, F9
holding MOGA SAR 6.79K 16 Nov 2021 Class B Common 6.79K $85.95 Direct F8, F9
holding MOGA SAR 4.45K 16 Nov 2021 Class B Common 4.45K $73.39 Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 13, 2018, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F2 The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units.
F3 Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 156 shares of Class B Common acquired under the Moog Inc. Employee StockPurchase Plan on July 1, 2021.
F4 Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F5 Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F6 The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2021.
F7 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent statement to participants.
F8 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F9 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.