PATRICK J. ROCHE - 16 Nov 2021 Form 4 Insider Report for MOOG INC. (MOGA)

Role
Vice President
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Patrick J. Roche
Issuer symbol
MOGA
Transactions as of
16 Nov 2021
Net transactions value
-$48,472
Form type
4
Filing time
18 Nov 2021, 17:27:21 UTC
Previous filing
25 Jun 2021
Next filing
04 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class B Common Award $0 +706 +12% $0.000000 6,773 16 Nov 2021 Direct F1, F2
transaction MOGA Class B Common Tax liability $30,544 -368 -5.4% $83.00 6,405 16 Nov 2021 Direct F3
transaction MOGA Class B Common Award $0 +415 +6.5% $0.000000 6,820 17 Nov 2021 Direct F4
transaction MOGA Class B Common Tax liability $17,928 -216 -3.2% $83.00 6,604 17 Nov 2021 Direct F5
holding MOGA Class A Common 9,043 16 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Award $0 +8,757 $0.000000 8,757 16 Nov 2021 Class B Common 8,757 $83.00 Direct F7, F8
holding MOGA SAR 12,500 16 Nov 2021 Class A Common 12,500 $36.41 Direct F6, F7
holding MOGA SAR 10,000 16 Nov 2021 Class A Common 10,000 $61.69 Direct F6, F7
holding MOGA SAR 10,000 16 Nov 2021 Class A Common 10,000 $74.38 Direct F6, F7
holding MOGA SAR 3,333 16 Nov 2021 Class A Common 3,333 $63.04 Direct F7, F8
holding MOGA SAR 6,667 16 Nov 2021 Class B Common 6,667 $65.90 Direct F7, F8
holding MOGA SAR 10,000 16 Nov 2021 Class B Common 10,000 $71.65 Direct F7, F8
holding MOGA SAR 6,181 16 Nov 2021 Class B Common 6,181 $82.31 Direct F7, F8
holding MOGA SAR 6,988 16 Nov 2021 Class B Common 6,988 $80.19 Direct F7, F8
holding MOGA SAR 6,794 16 Nov 2021 Class B Common 6,794 $85.95 Direct F7, F8
holding MOGA SAR 4,452 16 Nov 2021 Class B Common 4,452 $73.39 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 13, 2018, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F2 The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units.
F3 Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F4 Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F5 The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2021.
F6 Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F7 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F8 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.