PATRICK J. ROCHE - 10 Oct 2023 Form 4 Insider Report for MOOG INC. (MOGA)

Role
Chief Executive Officer, Director
Signature
/s/ Christopher A. Head, as Power of Attorney for Patrick J. Roche
Issuer symbol
MOGA
Transactions as of
10 Oct 2023
Transactions value $
-$264,756
Form type
4
Filing time
12 Oct 2023, 13:27:25 UTC
Previous filing
18 Nov 2022
Next filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $616,900 +10,000 +79% $61.69 22,659 10 Oct 2023 Direct
transaction MOGA Class A Common Tax liability -$881,656 -7,640 -34% $115.4 15,019 10 Oct 2023 Direct F1
holding MOGA Class B Common 7,929 10 Oct 2023 Direct F2
holding MOGA Class B Common 295 10 Oct 2023 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -10,000 -100% $0* 0 10 Oct 2023 Class A Common 10,000 $61.69 Direct F4, F5
holding MOGA SAR 10,000 10 Oct 2023 Class A Common 10,000 $74.38 Direct F4, F5
holding MOGA SAR 3,333 10 Oct 2023 Class A Common 3,333 $63.04 Direct F5, F6
holding MOGA SAR 6,667 10 Oct 2023 Class B Common 6,667 $65.9 Direct F5, F6
holding MOGA SAR 10,000 10 Oct 2023 Class B Common 10,000 $71.65 Direct F5, F6
holding MOGA SAR 6,181 10 Oct 2023 Class B Common 6,181 $82.31 Direct F5, F6
holding MOGA SAR 6,988 10 Oct 2023 Class B Common 6,988 $80.19 Direct F5, F6
holding MOGA SAR 6,794 10 Oct 2023 Class B Common 6,794 $85.95 Direct F5, F6
holding MOGA SAR 4,452 10 Oct 2023 Class B Common 4,452 $73.39 Direct F5, F6
holding MOGA SAR 8,757 10 Oct 2023 Class B Common 8,757 $83 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (10,000) and the number of shares issued as a result of the exercise (2,360). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($115.40) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Includes 92 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 30, 2022, and 143 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2023.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.