BRIAN B. BIRD - 13 Dec 2022 Form 4 Insider Report for NORTHWESTERN CORP (NWE)

Role
President and COO
Signature
Emily L. Folsom, by power of attorney
Issuer symbol
NWE
Transactions as of
13 Dec 2022
Transactions value $
$0
Form type
4
Filing time
15 Dec 2022, 17:36:07 UTC
Previous filing
04 Nov 2022
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWE Common Stock Award $0 +4.93K +4.54% $0.00 113K 13 Dec 2022 Direct F1, F2
transaction NWE Common Stock Award $0 +15.9K +14.02% $0.00 129K 13 Dec 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of restricted share units, subject to a five-year cliff vesting period, acquired upon grant of award under the company's 2022 Executive Retirement-Retention Program.
F2 Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.
F3 Restricted stock award of common stock, under the NorthWestern Corporation Amended and Restated Equity Compensation Plan. One half of the restricted stock award vests on December 12, 2025, and the other half vests on December 12, 2026.