Crystal Dawn Lail - 03 Mar 2023 Form 4 Insider Report for NORTHWESTERN CORP (NWE)

Role
Chief Financial Officer
Signature
Emily L. Folsom, by power of attorney
Issuer symbol
NWE
Transactions as of
03 Mar 2023
Net transactions value
+$48,097
Form type
4
Filing time
07 Mar 2023, 14:02:25 UTC
Previous filing
15 Dec 2022
Next filing
09 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWE Common Stock Award $11,327 +199 +1.6% $56.92* 12,436 03 Mar 2023 Direct F1, F2, F3
transaction NWE Common Stock Award $36,770 +646 +5.2% $56.92* 13,082 03 Mar 2023 Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2020 Long-Term Incentive Program.
F2 Share price is the closing share price on 2/16/23, the date when the company's Board of Directors approved payout and vesting of the award.
F3 Includes shares acquired from dividend reinvestment.
F4 Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
F5 Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2017 Executive Retirement-Retention Plan.