Clair Joyce St - 18 Jan 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Executive Vice President
Signature
Bradley R. Gabriel, Attorney-in-Fact for Joyce St. Clair
Issuer symbol
NTRS
Transactions as of
18 Jan 2022
Net transactions value
-$400,577
Form type
4
Filing time
20 Jan 2022, 17:30:36 UTC
Previous filing
10 Dec 2021
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +9,301 +58% $0.000000 25,449 18 Jan 2022 Direct F1
transaction NTRS Common Stock Tax liability $400,577 -3,031 -16% $132.16 16,148 18 Jan 2022 Direct F1, F2
holding NTRS Common Stock 25,222 18 Jan 2022 By Trust F2
holding NTRS Common Stock 5,094 18 Jan 2022 401(k) as of 12-31-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 16,148 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 6,270 shares directly held by the reporting person into the reporting person's existing trust account.